Finansinspektionen: Investor alerts
Finansinspektionen (Sweden) (SE). 1,074 entries, newest first; showing 601–800. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| 1 Apr 2014 | Name withheld (individual) | aaoc.jp |
| 26 Mar 2014 | Morris & Dazz Asset Evaluators Ltd | mdevaluators.com |
| 24 Mar 2014 | Blue Ribbon Financial | blueribbonfinancial.com |
| 14 Mar 2014 | Herrington Global | herrington-global.com |
| 14 Mar 2014 | Name withheld (individual) | lin-warwick.com |
| 14 Mar 2014 | Shenzhen Commodity Exchange, SZCOX | szcox.org |
| 5 Mar 2014 | Investment Assurance Corporation | iacinternational.org |
| 5 Mar 2014 | The Corliss Group | thecorlissgroup.com |
| 27 Feb 2014 | Hoover Bright Independent Finance Advisor | hooverbright.com |
| 26 Feb 2014 | SMO Fitzgerald Global | smo-fitzgeraldglobal.com |
| 11 Feb 2014 | First Catholic Financial | firstcatholicfinancial.com |
| 30 Jan 2014 | Baxter-Stanley and Associates | baxters-stanley.com |
| 29 Jan 2014 | Bronte Financial | brontefinancial.com |
| 29 Jan 2014 | The Tunstall Group | tunstall-group.com |
| 28 Jan 2014 | Furlow Capital | furlowcapital.com |
| 24 Jan 2014 | Kanagawa Associates | kanagawa-associates.com |
| 21 Jan 2014 | Cayman Asset Management | caymanasset.com |
| 21 Jan 2014 | Sierra Finance Asset Management | sierrafam.com |
| 16 Jan 2014 | 1st American Securities | 1stamericansecurities.com |
| 16 Jan 2014 | Charterhouse Wealth Management | charterhousewealthmanagement.com |
| 16 Jan 2014 | Clairmont Capital Partners | clairmontcapitalpartners.com |
| 14 Jan 2014 | Reid & Stone Ventures | reidstoneventures.com |
| 10 Jan 2014 | Vestcor | — |
| 9 Jan 2014 | Dyman Associates | dymanassociates.com |
| 7 Jan 2014 | Harden-Krause Private Equity Ltd | harden-krause.com |
| 7 Jan 2014 | Ramsey Investment Partners | ramseyinvestmentpartners.com |
| 10 Dec 2013 | JCI Asset Inc | jciasset.com |
| 28 Nov 2013 | Cover Capital Partners and Bureau of Financial Trading | covercp.com |
| 25 Oct 2013 | Aspen Capital LLC | aspen-cap.net |
| 25 Oct 2013 | Firkin Asset Consultants | firkinac.com |
| 25 Oct 2013 | Frost Capital Partners/Financial Compensation Authority | aspen-cap.net |
| 25 Oct 2013 | Strategic Private Equity LLC/Board of International Finance | strategicpe.com |
| 23 Oct 2013 | 1st Edge Financial Bank of the United Kingdom | solidlove.com |
| 27 Sep 2013 | Conquest Private Equity LLC | — |
| 5 Mar 2013 | Archipelago Corporate Services Inc. | — |
| 4 Mar 2013 | Kedington Advisory | kedingtonadvisory.com |
| 4 Mar 2013 | Menzies Overseas Limited | menziesoverseas.com |
| 1 Mar 2013 | Everest Asset Management AG | everestam.com |
| 1 Mar 2013 | Name withheld (individual) | impaktonlinemarketing.com |
| 28 Feb 2013 | Ocean Mergers & Acquisitions | oceanmergersacquisitions.com |
| 28 Feb 2013 | Peking Dragon Limited | pekingdragoncn.com |
| 28 Feb 2013 | Regency Group Inc. / United States Regulatory Securities Agency | regency-group.net |
| 31 Jan 2013 | Haffkin-Roth / South Korea Derivatives Exchange, SKDEX | haffkin-roth.com, skdex.org |
| 23 Jan 2013 | Stansfield Private Equity Ltd. | stansfieldltd.com |
| 11 Jan 2013 | Admiral Commodities Inc. | admiralcommodities.com |
| 13 Dec 2012 | Litmus Capital Management Group | litmuscapitalgrp.com |
| 12 Dec 2012 | Cohen & Levy Associates | cohenlevyassoc.com |
| 3 Dec 2012 | One Global Management | oneglobalmanagement.com |
| 9 Nov 2012 | Eden Management Partners | — |
| 23 Oct 2012 | Blue Print Securities Ltd, BPS | blueprintsecurities.com |
| 19 Oct 2012 | Credit Efficiency United Ekonomisk förening | credit-eu.se |
| 11 Oct 2012 | Lear Capital Group | learcapitalgroup.com |
| 10 Oct 2012 | Hemmington Capital Markets / Guangzhou Commodity Exchange, GZCOM | hemmington-cm.com, gzcom.org |
| 5 Oct 2012 | Name withheld (individual) | will-blake.com |
| 4 Oct 2012 | BP Holdings | bpholdings.com |
| 20 Sep 2012 | Great Southern Investment | greatsoutherninvestment.com |
| 5 Sep 2012 | Group Financial Global Ltd. | groupfinancialglobal.com |
| 4 Sep 2012 | Stanley Clifford / Korea Mercantile Exchange, KRMEX | stanley-clifford.com, krmex.org |
| 3 Sep 2012 | Drake Merger Management | drakemerger.com |
| 20 Aug 2012 | Lavenkov Capital Partners | lavenkovcp.com |
| 17 Aug 2012 | Balanced Securities Plannings Inc. | bsplanninginc.com |
| 17 Aug 2012 | Dawson White Trust, DW Trust | dawsonwhitetrust.com |
| 17 Aug 2012 | Global Assets Management LLC | globalassetsmanagement.us |
| 31 Jul 2012 | Bridgestone Global Partners / London Gold and Commodities Exchange, LGCEX | bridgestonegp.com |
| 31 Jul 2012 | Federal Asset Management | federalassetmgmt.com |
| 31 Jul 2012 | Greenbird Financial | gbfintl.com |
| 26 Jul 2012 | Eaton Capital Americas | eatoncapitalamericas.com |
| 26 Jul 2012 | The Kronos Group | thekronosgroup.com |
| 26 Jul 2012 | Transunion Financial | transunionfinancial.com |
| 12 Jul 2012 | Ace Financial | ace-fin.com |
| 21 Jun 2012 | Wellington Capital Markets | wellingtoncapitalmarkets.com |
| 18 Jun 2012 | Global Partners Securities (GPS) | globalpartnerssecurities.com |
| 14 Jun 2012 | Strategic Carbon Solutions Ltd. | strategiccarbonsolutions.com |
| 8 Jun 2012 | Nagoya Corp | nagoyacorp.com |
| 7 Jun 2012 | Baker & Bains | clickstocktransfer.com |
| 7 Jun 2012 | Global Mergers Corporation | globalmergerscorp.com |
| 4 Jun 2012 | Name withheld (individual) | denhman-ogilvie.com |
| 4 Jun 2012 | Yorkshire Capital | yorkshirecapital.com |
| 24 May 2012 | Morgan Philips Consulting | morgan-philips.com |
| 22 May 2012 | Shinsei Associates | shinseiassociates.com |
| 16 May 2012 | Access Broker Incorporated | abrokercorp.com |
| 15 May 2012 | Global Partners EA | globalpartnersea.com |
| 15 May 2012 | South Atlantic Securities | southatlanticsecurities.com |
| 15 May 2012 | Trapezitai Credit & Savings Ekonomisk förening | tcsef.com |
| 14 May 2012 | Crossbridge Partners | crossbridgepartners.com |
| 9 May 2012 | Russell Acquisition Group | russellacqgroup.com |
| 8 May 2012 | Harris & James Company Ltd. | harris-james.com |
| 8 May 2012 | Royal Savings & Loan Ekonomisk förening | — |
| 8 May 2012 | Stockholm Savings & Loan Ek. för. | — |
| 2 May 2012 | Bradley King M & A | bradleykingma.com |
| 25 Apr 2012 | Knightsbridge Advisors | kbridgeadvisors.ch |
| 19 Apr 2012 | Platform Group Legal Services, PGLS | pgls.biz |
| 18 Apr 2012 | Pelican Trading Group | pelican-tg.com |
| 18 Apr 2012 | Spencer and Richardson Financial | spencerrichardsonfin.com |
| 12 Apr 2012 | BMC Investment Group | bmcigroup.com |
| 4 Apr 2012 | Heritage Investment Management | heritageinvestmentmanagement.com |
| 3 Apr 2012 | Franklin Rankin LLC | franklinrankin.com |
| 2 Apr 2012 | Johnson McQuade Acquisitions Corp. | johnsonmcquadeacquisitions.com |
| 22 Mar 2012 | Murray Merger Group | — |
| 22 Mar 2012 | Parker & Masters LLC | pandmllc.com |
| 22 Mar 2012 | United Advisory Partners | unitedadvisorypartners.com |
| 19 Mar 2012 | Brady & Bell Acquisition Ltd | bradybellacq.com |
| 19 Mar 2012 | Massaki, Lane & Associates | mlandassociates.com |
| 15 Mar 2012 | Lefroy Hudson / Seoul Options and Futures Exchange, SOFX | lefroy-hudson.com |
| 15 Mar 2012 | MTC Global Financial Services / MTC Global Group | mtcglobalgroup.com |
| 15 Mar 2012 | Richmond Grant Security & Transfer Inc. | richmond-grant.us |
| 13 Mar 2012 | UST Financial Services Corp. | ust-financial.com |
| 12 Mar 2012 | Stateside Capital, LLC | statesidecapital.us |
| 7 Mar 2012 | KPR Associates | kpr-associates.com |
| 5 Mar 2012 | R J Haynes & Associates | rjhaynesandassociates.com |
| 9 Feb 2012 | Credible Solutions Inc. | credible-solutions.us |
| 8 Feb 2012 | Centrade Management Corp. | ctmgtcorp.com |
| 8 Feb 2012 | Pierce Morgan Capital Management | piercemorgan.us |
| 8 Feb 2012 | Stern Fisher Edwards Corp. | sfedwardscorp.com |
| 8 Feb 2012 | Swiss Financial Services Inc. | swissfinancialservice.net |
| 31 Jan 2012 | Blackstone Royalty Corporation | — |
| 18 Jan 2012 | B Cooke Ltd | — |
| 18 Jan 2012 | Carbon Wealth Advisors | carbonwealthadvisors.com |
| 18 Jan 2012 | Eldridge Financial | eldridgefinancial.com |
| 18 Jan 2012 | FIMB International Remittance Bank | fimbintbk.com |
| 13 Jan 2012 | Equinox Ventures Corporation | equinoxventurescorp.com |
| 16 Dec 2011 | Space Energy AG | spaceenergy.com |
| 15 Dec 2011 | Name withheld (individual) | chesterfieldlyons.com |
| 13 Dec 2011 | Name withheld (individual) | bostonpe.com |
| 12 Dec 2011 | Asian Capital Group | asiancapitalgrp.com |
| 12 Dec 2011 | Howard Gary & Company | howardgaryandco.com |
| 9 Dec 2011 | Dailey Securities, Inc. | daileysecurities.us |
| 9 Dec 2011 | Name withheld (individual) | ellis-alden.com |
| 9 Dec 2011 | Ellis Stanley Alden, ESA Global | esaglobalservices.com |
| 8 Dec 2011 | Ashford Financial Group, AFG | ashfordfinancialgroup.com |
| 8 Dec 2011 | Centaur Global Advisors | centaur-advisors.com |
| 6 Dec 2011 | Blackstone Asset Management | blkfinance.net |
| 5 Dec 2011 | Friedman Global / Shanghai Derivatives Exchange, SHDEX | friedman-global.com, shdex.org |
| 2 Dec 2011 | Kennedy Anderson Mergers & Acquisitions | — |
| 22 Nov 2011 | G R A F-Kantor OHG | grafkantorohg.com |
| 21 Nov 2011 | Sanwa Holdings | sanwaholdings.com |
| 11 Nov 2011 | Nippon Financial Partners | nipponfp.com |
| 11 Nov 2011 | Norwich Securities Corporation, NSC | — |
| 9 Nov 2011 | Global Direct Asset Management | globaldirectam.com |
| 8 Nov 2011 | ATX Group / Houston Futures Exchange, HOUFEX | atx-group.com, houfex.org |
| 8 Nov 2011 | Mathews Merger Management | mathewsmmgmt.com |
| 7 Nov 2011 | DMR Consulting, LLC | dmrconsultingllc.com |
| 7 Nov 2011 | Nabsecurities Inc. | nabsecuritiesinc.com |
| 1 Nov 2011 | Longwood Trading / SGCEX | longwood-trading.com, sgcex.org |
| 20 Oct 2011 | Carlisle-Conroy Ventures | carlisle-conroy.com |
| 20 Oct 2011 | Thomson McKinnon Capital Corp. | — |
| 18 Oct 2011 | Chenglong International | chenglong-international.com |
| 7 Oct 2011 | Jinghua International Group | jinghuaintgroup.com |
| 7 Oct 2011 | Tribune Assets Management Ltd. | tribune-assets.com |
| 6 Oct 2011 | Global Capital Markets Worldwide, GCM | gcmworldwide.com |
| 6 Oct 2011 | Haynes - Hamilton Ventures | haynes-hamilton.com |
| 4 Oct 2011 | Global Financial Corp Worldwide, GFC | gfcworldwide.com |
| 4 Oct 2011 | McPherson Gordon Ltd. | mcphersongordon.com |
| 4 Oct 2011 | TrillionFX | trillionfx.co |
| 30 Sep 2011 | Synergy Capital | synergycap.net |
| 9 Sep 2011 | Castle Rock Corporate Finance | castlerock-cf.com |
| 9 Sep 2011 | Corporate One Asset Management | corporateoneassetmgt.com |
| 6 Sep 2011 | Global Capital Management | globalcapmgt.com |
| 6 Sep 2011 | Lee Byers Ltd | leebyers.com |
| 29 Aug 2011 | Farrel, Thornton, Lloyd & Brown | ftlbpa.net |
| 26 Aug 2011 | Hartford Asset Management | hartfordasm.com |
| 26 Aug 2011 | Lincoln Equity Partners | lepartnersonline.com |
| 23 Aug 2011 | International Mergers, Inc. | internationalmergers.com |
| 23 Aug 2011 | Taft MacKenzie Ventures, TMV | taftmackenzie.com |
| 22 Aug 2011 | Kaimon Global / Japan Options and Futures Exchange, JOFX | kaimonglobal.com, jofx.org |
| 23 Jun 2011 | DC Financial | dcfinancial.us |
| 23 Jun 2011 | Werner Group International | werner-international.com |
| 23 Jun 2011 | Yoshida Corp. | yoshidacorp.com |
| 21 Jun 2011 | New York Global Group, Inc. | newyorkggi.com |
| 17 Jun 2011 | Hesketh Leihner / Beijing Futures Exchange, BFEX | hesketh-leihner.com, bfex.org |
| 10 Jun 2011 | SGS Consultants Limited | sgsconsultantslimited.com |
| 7 Jun 2011 | Reliance Asset Management Ltd. | reliance-am.com |
| 1 Jun 2011 | Strategic Management, Inc. / International Bureau Trade Commission | strategicmgmtinc.com |
| 30 May 2011 | Apex Holdings Ltd | apex-holdings.com |
| 30 May 2011 | Delta West Financial Management | deltawestfinancialmgt.com |
| 30 May 2011 | Magnis Global | magnis-global.com |
| 30 May 2011 | Marcus & Company Inc. | marcusandcomp.com |
| 13 May 2011 | First Inc Limited | firstincltd.com |
| 9 May 2011 | Wolf Investment Solutions | wold-investsol.com |
| 27 Apr 2011 | Shaffer Lienhard / Beijing Mercantile Exchange, BEMEX | shaffer-lienhard.com, bemex.org |
| 26 Apr 2011 | Connelly Peterson Ltd. | connellypeterson.com |
| 15 Apr 2011 | Commonwealth Alliance Corporation | thecommonwealthalliancecorp.com |
| 15 Apr 2011 | New Outlook Management Group | newoutlookmg.com |
| 15 Apr 2011 | Wilkinson Bennings Securities | wilkinsonbennings.com |
| 11 Apr 2011 | Advance Partners LLC | advancepartners.us |
| 11 Apr 2011 | Baker & Higgs Asset Management | baker-higgs.com |
| 11 Apr 2011 | Woodward Gordon Capital International | wg-ci.com |
| 5 Apr 2011 | Eastman Asset Management | eastmanasm.com |
| 29 Mar 2011 | Assure.se | assure.se |
| 21 Mar 2011 | Boesch Haufmann Asset Management Inc. | boeschhaufmann.com |
| 21 Mar 2011 | Breisach Liebman / Kyoto Mercantile Exchange, KMEX | breisach-liebman.com, kmex.org |
| 21 Mar 2011 | Swiss Corp. International | — |
| 18 Mar 2011 | Prime Acquisitions Group, Inc. | prime-agi.com |
| 18 Mar 2011 | Santander Investment Securities Group | — |
| 18 Mar 2011 | Syndicated Wealth Group | syndicatedwealth.com |
| 16 Mar 2011 | Rosenthal & Goldberg Associates | — |
| 16 Mar 2011 | Sternwood Business Services | sternwoodbusinessservices.com |
| 16 Mar 2011 | Windgate Security Management | windgatesecuritymgt.com |
| 25 Feb 2011 | Edgelake M&A | edgelakema.com |
| 25 Feb 2011 | Standard Hokori Group | standardhokori.com |
Data as of 19 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works