ASIC: Companies you should not deal with
Australian Securities & Investments Commission (ASIC, Moneysmart) (AU). 4,627 entries, newest first; showing 3,401–3,600. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| 25 Nov 2019 | Investment and Finance China Alliance | — |
| 25 Nov 2019 | SingleBell Ltd (trading as HybridReserve) | hybridreserve.com |
| 2 Aug 2019 | Alpha Financial Group | — |
| 3 Jun 2019 | UFX Global Limited | ufx.com |
| 21 Dec 2018 | Name withheld (individual) | — |
| 9 Oct 2018 | DMT Limited | dmt-ltd.co.uk |
| 9 Oct 2018 | Gumpold Christian & Co. | gumpoldchristianandco.com |
| 9 Oct 2018 | Harvest Asset Holdings Ltd | harvestassetholdingsltd.com |
| 9 Oct 2018 | HBC Broker | hbcbroker.com |
| 9 Oct 2018 | MPG Invest Limited | hbcbroker.com |
| 14 Sep 2018 | FM Wealth Management | fmwealthmanagement.com |
| 14 Sep 2018 | Oxford Financial Services | oxfordfinanceservices.com |
| 24 May 2018 | Alliance FX Capital Ltd | alliancefx.capital |
| 20 Feb 2018 | Name withheld (individual) | crossoceanadviser.com |
| 20 Feb 2018 | Infinity Holdings Ltd | infinitypartnersinternational.com |
| 20 Feb 2018 | Infinity Partners Limited also know as Infinity Holdings Ltd | infinitypartnersinternational.com |
| 16 Oct 2017 | Bridge Capital Advisors | bridgecapitaladvisors.com |
| 25 Sep 2017 | Empire Capital Partners | empire-capital-partners.com |
| 10 May 2017 | Aaoption | cfdstocks.com |
| 16 Dec 2016 | Apollo Asset Management | apolloam.us |
| 17 May 2016 | Top Ten Binary Brokers | toptenbinarybrokers.com |
| 15 Apr 2015 | Banc De Binary Ltd / BDB Services Ltd | bancdebinary.com |
| 28 Feb 2014 | Nomura Financial | nomurafinancial.com |
| 23 Aug 2011 | Blue Sky Solutions Inc. | blueskysolutionsinc.com |
| 23 Aug 2011 | Dartmouth Financial Inc | — |
| 23 Aug 2011 | Elite Business Management | elitebusinessmanagement.com |
| 23 Aug 2011 | Venture Capital Exchange | — |
| — | 10Brokers.com | 10brokers.com |
| — | 1960Binary | 1960binaryoption.com |
| — | 1st Ventures | co.cc |
| — | 21 Wolfs EOOD | coinfinex.com |
| — | 365BinaryOption | 365binaryoption.com |
| — | 4XFX | 4xfx.com |
| — | 72Option Also known as Epic Ventures Ltd | 72option.com |
| — | A M Global Management | — |
| — | A Nova Corporate Services / Anova Corporate Services | — |
| — | A.I.M. Corporation Limited | aimcl.com |
| — | Abacus Group Co Limited | — |
| — | Name withheld (individual) | abbeyhouseacquisitions.com |
| — | Abel Myers Consulting | abelmyers.com |
| — | Aberdeen Asset Management | aberdeenfundmanagement.com |
| — | Abridge Enterprises | abridge-enterprises.com |
| — | AC Capital Venture | — |
| — | Accounting and Tax Planners of NY Inc | acctnyc.com |
| — | Acomex | acomex.nl |
| — | Adam International Trading Group Ltd | theadamgroup.com |
| — | Adams Group | theadamgroup.com |
| — | Adams Group International | theadamgroup.com |
| — | Adderley Davis and Associates | adderleydavis.com |
| — | Admiral Global Private Equity | admiralglobal.com |
| — | ADS Quality Financial Services | qualityloanservices.org |
| — | Advanced Financial Union Ltd | afufx.com |
| — | Advantage Securities Inc | advantagesecurities.com |
| — | Advent-Oriental Asset Management | advent-oriental.com |
| — | Advisor Dealer Services Inc (ADS Inc.) | adviser-inc.com |
| — | Aedan Investment Mortgage Inc | — |
| — | AEG Investment Limited | aeginvltd.com |
| — | Aeon Loans Financial Services | live.com.my |
| — | Aero Tech Turbines | aerotechturbines.com |
| — | Ag Investor Fund | — |
| — | Agro Micron Ltd | agromicron.com |
| — | Aidan Trading | — |
| — | AJ Witherspoon and Co | ajwitherspoonandco.com |
| — | All Media EOOD | brokerz.com |
| — | Alliance Financial Advisory | afadvisoryinc.com |
| — | Alliance Financial Regulatory Board | alliancefrboard.us |
| — | Alliance Group Tokyo The | alliancegrouptokyo.com |
| — | Allied Asset Management | allassmanagement.com |
| — | Allied Capital Management L.P | alliedcapmgt.com |
| — | Allied International Investment Limited | — |
| — | Allied Pacific Ventures | — |
| — | Name withheld (individual) | alliedsovereignzurich.com |
| — | Name withheld (individual) | alphatakeovers.com |
| — | Amber Capital Partners | ambercapitalpartners.com |
| — | Ambramson Limited / Abramson International | ambramsoninternational.com |
| — | AMC International (HK) Limited | amcint-hk.com |
| — | American Energy Exchange (AMENX) | — |
| — | American Futures and Options Exchange | afoex.com |
| — | American Futures and Options Trading Commission | afoex.com |
| — | American Heritage Stock Transfer Inc. | americanhst.com |
| — | Amsel Commodities AG | amselcommodities.com |
| — | Annex International Mergers and Acquisitions | annexinternational.com |
| — | Anton Falk Capital Partners | antonfalk.com |
| — | Apollo Asset Management HK | apolloassetmanagementhk.com |
| — | Apollo Impex General Trading LLC | — |
| — | Aqua Securities L.P | aqua-securities.com |
| — | Aragon Currency Management | — |
| — | ARAM Binary Options also known as ARAM Wealth Management Ltd | arambinaryoptions.com |
| — | ARAM Wealth Management Ltd | arambinaryoptions.com |
| — | Arcadia Capital Associates | — |
| — | Argus Capital Limited | — |
| — | Aries Ventures Inc | ariesventuresinc.com |
| — | Arista Capital Ventures | aristacv.com |
| — | Arumas Ways O ? | teramusu.com |
| — | Arya Group Ltd | ivoryoption.com |
| — | Asean Commodities Inc | asean-commodities.com |
| — | Ashford Investments | ashfordinvestments.com |
| — | Ashton Cole Global | acglobalinc.com |
| — | Ashton Cole Global Investments | acglobalinc.com |
| — | Asia World Capital Group | asiaworldcap.com |
| — | Asian Pacific Advisors Ltd | asiapacificadvisors.com |
| — | Asset Cap Management | assetcapmanagement.ch |
| — | Asset Capital Management | assetcapitalmgmt.com |
| — | Asset Castle Investments Ltd | assetcastleinvestments.com |
| — | Asset Mergers & Acquisitions | assetmergers.com |
| — | Associated Financial Services | assfinservices.com |
| — | Association For Certified Financial Crime Examiners | acfcx.org |
| — | Astra Group Pty Ltd t/a Investra Direct | investradirect.com, investradirect.co |
| — | Atlantic International Partners | atlanticinternationalpartners.com |
| — | Atlas Asia Investment Partners | atlasasiainvestmentpartners.com |
| — | Atlas Capital Corp | atlascapitalcorp.com |
| — | Aura Mergers and Acquisitions | auraacquisitions.com |
| — | Aurum International Management | auruminternationalmngt.com |
| — | Ausante LLC | ausante.com |
| — | Austrian Futures & Options Trading Exchange | afotex.com |
| — | Avesta Capital Advisors LLC | avestacapitaladvisorsllc.com |
| — | Axe Invest | axeinvest.com |
| — | Axis Capital Group | axiscapitalgroup.com |
| — | Axis Corporate Finance Pty Ltd ("Axis Corporate") | axiscf.com |
| — | B. O. Technologies Limited | option.fm |
| — | Banc 54 Limited | b54.com |
| — | BankDirect FX | bdfx.com |
| — | Barrington Capital Ventures Ltd | — |
| — | Barrington Consultants Inc | — |
| — | Bauer Global Finanz | bauerglobalfinanz.com |
| — | Baxter Financial Group | baxterfinance.com |
| — | Baycorp International | — |
| — | BBB Markets also known as OB Capital Limited | bbbmarkets.com |
| — | Beacon Commodities and Futures Exchange (BCFX) | bcfx.org |
| — | Beacon Global Management Inc. | beaconglobal.us |
| — | Beacon Hill Regulatory Trade Commission The | bhrtc.org |
| — | Beeoptions | beeoptions.com |
| — | Beijing Capital Trading | beijingcapitaltrading.com |
| — | Beijing International Research | beijinginternationalresearch.com |
| — | Belgium Commodities & Futures Exchange | bcfex.com |
| — | Bell International Asset Management | bellinternationalam.com |
| — | Name withheld (individual) | belleminghumshweiz.com |
| — | Belmont Capital Holdings New York/ Belmont Capital NY | belmontcapitalholdings.com |
| — | Bench Group The | benchgroup.biz |
| — | Benson Dupont International | — |
| — | Benson Futures Ltd | bensonfutures.com |
| — | Name withheld (individual) | bensonwalterpe.co.uk |
| — | Berchmans Lee Company Inc | — |
| — | Bergues Invest | burguesinvest.com |
| — | Berkeley Samson International | — |
| — | Berkley Sinclair Partners and Associates | berkleysinclair.com |
| — | Berline Overseas Corporation | — |
| — | Bernstein & Zeiglier | — |
| — | Name withheld (individual) | binaryuno.com |
| — | Birchtree Financial Services | birchtreefinancial.com |
| — | Bison Prime Limited | bisonprime.com |
| — | Blaine & Thompson S.A | blaine-thompson.com |
| — | Blane & Blanchett Inc | — |
| — | Bloombex Options | bloombex-options.com |
| — | Blossom Hill Investments | — |
| — | Bluefield Partners | bluefieldpartners.com |
| — | BNP Forex Limited | bnpforex.com |
| — | Board of Securities Trading Commission | bstcomm.org |
| — | Boss Capital | bosscapital.com |
| — | Boston Global Finance Inc | bostonglobalfinance.com |
| — | Boston Mergers and Acquisitions Board | bostonmboard.com |
| — | Bosum Limited | — |
| — | Bradford-Kempner Investments Ltd | — |
| — | Bradstone Healy & Pratt Mergers and Acquisitions / 'BHP Mergers | bhpmergers.com |
| — | Branford Capital Management | bcapitalmgt.com |
| — | Breakthrough Venture Partners | — |
| — | Brent Stokes Associates | brentstoke.com |
| — | Brett Commodities GMBH | brettcommodities.com |
| — | Bridgestone Global Partners | bridgestonegp.com |
| — | Bridgway First Hand Trading Inc | bridgwayfirsthandtradinginc.com |
| — | Brightbridge Wealth Management Inc | brightbridgewm.com |
| — | Brighter Trade | brightertrade.com |
| — | Brinton Group The | — |
| — | Brokerz Limited | brokerz.com |
| — | Brooks Pearson Investment Limited | — |
| — | Bureau of Financial Services Board | bfsboard.org |
| — | Bureau of Financial Trading | boft.us |
| — | Bureau of Foreign Security Affairs | — |
| — | Bureau of International Securities Trading | bintst.org |
| — | Burton Fiennes Financial Advisors Ltd | burtonfiennes.com |
| — | Bushido Technologies O ? | tradeltd.com |
| — | C T Holding Ltd | — |
| — | C&C Global Co Limited / Commodity and Currency Global Co Limited | — |
| — | C&C Trading LLC | candctradingllc.com |
| — | Cadell Acton Group International | cadellacton.com |
| — | Callaway International | callaway-intl.com |
| — | Caltherm Co. Private Equity LLC | calthermco.com |
| — | Cambridge Capital Trading | cambridgecapitaltrading.com |
| — | Cambridge Consulting | cambridge-consult.com |
| — | Cambros Capital Ltd | cambroscapital.com |
| — | Campbell Global Network | cglobalnetwork.com |
| — | Campbell Investments Limited | cilluk.com |
| — | Name withheld (individual) | chmi.us |
| — | Cantwell Holdings / Cantwell International | cantwellinternational.com |
| — | Canyon International HK | canyon-internationalhk.com |
| — | Capital Advisory Corporation | — |
| — | Capital Alliance Inc. | capitalallianceinc.com |
| — | Capital Alliance International | — |
| — | Capital Arc Holdings | capital-arc.com |
| — | Capital Assets Limited | — |
Data as of 20 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works