ASIC: Companies you should not deal with
Australian Securities & Investments Commission (ASIC, Moneysmart) (AU). 4,627 entries, newest first; showing 3,801–4,000. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| — | First Global Commodities and Futures Exchange | pimgt.com |
| — | First Independent Capital Resources Inc | — |
| — | First National Financial Group Inc | firstnationalfinancial.net |
| — | First New York Securities LLC | firstnewyorkllc.com |
| — | First Reserve Co. Ltd | frmserv.com |
| — | Name withheld (individual) | — |
| — | First Trading Group / First Euro Trading Group | firsttradinggroup.com |
| — | Name withheld (individual) | fwregistrars.com |
| — | FL Lober Tax Consultants | — |
| — | Name withheld (individual) | flagshipcsld.com |
| — | Fleetwood Mergers and Acquisitions | fwmna.com |
| — | FM Trader | fmtrader.com |
| — | FM Ventures Inc | fm-ventureinc.com |
| — | FM-FX | fm-fx.com |
| — | FMCapitals also known as Genum Ltd | fmcapitals.com |
| — | Forbidden City Venture Capital | fcvencap.cn |
| — | Foreign Currency International | — |
| — | Name withheld (individual) | — |
| — | Foreign Trade International | — |
| — | Forensic Financial Fraud Investigators | — |
| — | Forest City Basin Resources Ltd | — |
| — | Fortress International Inc | fortresssinternational.com |
| — | Fortune International Inc | — |
| — | Fortune Way Limited | fxfway.com |
| — | Fox Chase Capital Partners | foxchasecapital.com |
| — | Fraser-Mackie Wealth Management Ltd | frasermackieltd.com |
| — | Freelander & Kuhn | — |
| — | Freeman Wealth Management Company | fwmgtcom.com |
| — | Freemont Trading | freemonttrading.com |
| — | Name withheld (individual) | 4xfx.com |
| — | Name withheld (individual) | frontfutures.com |
| — | FSM Smart | fsmsmart.com, fsmsmarts.com |
| — | FTM Consulting t/a LegalCFD | legalcfd.com |
| — | FTO Capital | ftocapital.com |
| — | Fujiwara Group The | fujiwaragroup.com |
| — | Fukumoto Toshihiro and Partners Futures Trading (FTP) | ftpfutures.com |
| — | Fund Access Limited | fundaccessltd.com |
| — | Futures Trading Standards Commission | ukftsc.org |
| — | FXFWay UK Limited | fxfway.com |
| — | Gatestar Gaming Inc | gatestargaming.net |
| — | Gateway International | — |
| — | Gateway Mercantile Exchange | gmexchange.org |
| — | Gaylord & Finch | — |
| — | GE Capital Finance SpA / GE Capital Finance Company | yahoo.cn |
| — | General Commerce Bank AG/ General Commerce Bank of Vienna | — |
| — | Genius Investments | geniusfunds.com |
| — | Genum Ltd | fmcapitals.com |
| — | Geo Survey Management Ltd | geosurveymanagement.com |
| — | Georgian Group The | — |
| — | Gerson-Lehmann Inc | — |
| — | Gerstein Global Futures | gersteinglobal.com |
| — | GFC Investments | gfcinvestment.com |
| — | Gibson Petersen Company Limited | — |
| — | Gilt Edged Equities LLC | — |
| — | GLFM Group Ltd | glfmgroup.com |
| — | Global Asset Partners Ltd | — |
| — | Global Capital Australia | globalcapitalaustralia.com |
| — | Global Capital Group Mergers and Acquisitions | globalmergersacquisitions.com |
| — | Global Capital Wealth | globalcapitalwealth.com |
| — | Global Direct Financial | gdfinance.us |
| — | Global E-Finance Investment Group | globale-finanance.com |
| — | Global E-Finance Investment Group (1) | globale-finance.com |
| — | Global Interactive | — |
| — | Global Link Mergers and Acquisitions | globalinkma.com |
| — | Global M & A Commission | globalmacomm.com |
| — | Global Management Inc | globalmanagementinc.com |
| — | Global Metal and Commodities Exchange | gmcex.com |
| — | Global Option Solutions | globaloptionsolutions.com |
| — | Global Option Trading Co Ltd | — |
| — | Global Options Group | globaloptions.org, globaloptions.be |
| — | Global Options S.A./ Global Options (Belgique) SA | globaloptions.be |
| — | Global Quest Emerging Fund LP | gqemerging.com |
| — | Global Regulatory Authority | globalregulatoryauthority.com |
| — | Global Sun Solutions (GSS) | globalsunsolutions.com |
| — | Global Trade and Transfer Ltd | — |
| — | Global-Shopping.Net Inc | — |
| — | GMEX | swissgmex.com |
| — | GN Capital Ltd | pwrtrade.com |
| — | Go Trading Technologies Ltd | goptions.com |
| — | Goldberg & Partners Inc | — |
| — | Golden Day Profit Kamyip Co. Limited | goldenday.hk |
| — | Name withheld (individual) | goldenfutinc.com |
| — | Golden Medallion Trading | goldenmedallion.us |
| — | Goldenberg Limited | — |
| — | Goldman Asset Management | goldmanassetmanagement.com |
| — | Goldman Sachs Asia Investment Management (Hong Kong) Limited | — |
| — | Goldstein Investments | oilandgaswealth.com |
| — | Goldwater Global Management | ggmgt.com |
| — | Goodwin Capital Management Limited | goodwinadvisors.com |
| — | GOptions | goptions.com |
| — | Gordon Vaughn and Associates | gvandassociates.com |
| — | Gould Ventures | gouldventures.net |
| — | Grace Morley & Associates | gracemorley.com |
| — | Grand Capital Inc | grandcapinc.com |
| — | Grant Trust Company | — |
| — | Graphene Sensors Inc | graphene-sensors.com |
| — | Great Lakes Securities | gl-financial.com |
| — | Great Wall Capital (GWC) | gwcap.cn |
| — | Greater Advisory | greateradvisory.com |
| — | Green Oak Ltd | roiteks.com |
| — | Green Street Ventures | greenstreetventures.us |
| — | Greenfields Capital | greenfieldscapital.com |
| — | Greentree Financial Advisors Inc | greentree-financial-advisors.us |
| — | Name withheld (individual) | greenwichasia.com |
| — | Greenwich Asia Group | greenwichasia.com |
| — | Name withheld (individual) | — |
| — | GRF Europe O ? | 4xfx.com |
| — | Griffin Mergers and Acquisitions Office | griffinma.com |
| — | GSI Markets | gsimarkets.com |
| — | GT Options | — |
| — | Name withheld (individual) | guarantyconsolidated.com |
| — | Halsted Holdings Ltd | selectedmarkets.com |
| — | Hamburg Capital | hamburgcapital.net |
| — | Hamilton & Associates | — |
| — | Hamilton Frasier Group | hamiltonfrasiergroup.com |
| — | Hamilton Wealth Advisors | — |
| — | Hampshire Capital Ventures Ltd | magnumoptions.eu |
| — | Name withheld (individual) | hansonci.com |
| — | Hanworth Weir Ltd | hanworthweir.com |
| — | Harbor Capital Management San Francisco | harborcapitalmgm.com |
| — | Name withheld (individual) | harbouracquisitions.com |
| — | Harmon Bauer International Inc | — |
| — | Harold Baker Law Group | haroldbakerlaw.com |
| — | Harrington Advisory Services | harringtonfx.com |
| — | Harrison Lee Partners | harrisonlee.com |
| — | Hastings Capital Group The | thehastingscapitalgroup.com |
| — | HB Group SA | hbgroupintl.com |
| — | Hedgestone Group | hedgestonegroup.com |
| — | Heinz Osterkamp Wertpapierhandels GMBH | — |
| — | Helvetica Trust & Fiduciary Group | — |
| — | Hentsch & MǬller (Hong Kong) Ltd | hentsch-muller.com |
| — | Hentsch & MǬller S.A. | — |
| — | Heritage Financial Inc | heritagefinancialinc.com |
| — | Heritage Mergers and Acquisitions | — |
| — | Heron Asset Management | heronassetmgmt.com |
| — | Hertford Group Hong Kong | hertford-group.com |
| — | Hicend International Trading Group | htg-international.com |
| — | Highreturninvestments.biz | highreturninvestments.biz |
| — | Name withheld (individual) | hinsleyford.com |
| — | Hirsche Private Asset Management Ltd | hirsche.co.uk |
| — | Name withheld (individual) | hiscommodities.com |
| — | Name withheld (individual) | khequity.com |
| — | HK Forex (HK) Co Ltd | — |
| — | Hokkaido Investments Sp | hqbroker.com |
| — | Holper Global Investment Group | hgigrp.com |
| — | Hong Kong Financial Services Authority | hkfsa.org |
| — | Hong Kong Financial Trading Authority (HKFTA) | hkdta.org.au |
| — | Hong Kong Futures and Options Exchange (HKFOX) | — |
| — | HongKong Tooptions Ltd | tooptions.com |
| — | Howard James Group UK | howardjamesgroup.co.uk |
| — | Howell Schine & Co | howellschine.com |
| — | Name withheld (individual) | — |
| — | HQ Broker | hqbroker.com |
| — | Hudson International | — |
| — | Name withheld (individual) | hudsonmunroe.com |
| — | Hydro Environmental International | — |
| — | Hydro Solutions Asia Limited - Investor Relations | hydrosolutionsasia.com |
| — | Name withheld (individual) | — |
| — | Icahn Associates Corp | icahnassoc.com |
| — | Icon Capital Management | iconcapman.com |
| — | IdealFX | idealfx.com |
| — | IDX Trading | idxtrading.com |
| — | Name withheld (individual) | brightertrade.com |
| — | Imperial (Hong Kong) Limited | imperialhklimited.com.hk |
| — | Name withheld (individual) | imperialacquisitions.com |
| — | Imperial Equity Holdings | imperialequityholdings.com |
| — | Imperial Limited | imperialhklimited.com.hk |
| — | Imperial Quest Ventures | — |
| — | Imperial Trade Management Limited | imperialtim.com |
| — | In and In Management Limited | incommodities.com |
| — | InCapital | in-capital.com |
| — | Independent Brokers LLC | independentbrokersllc.com |
| — | Name withheld (individual) | — |
| — | Indochine Nominees Ltd | — |
| — | Industrial Research Ltd | — |
| — | Innova Equity Corporation | innovaequity.com |
| — | Innovative Consulting Inc | innovativeconsultingusa.com |
| — | Name withheld (individual) | instdirectonline.com |
| — | Integrated Dynamic Solutions Group (IDS) | idsolgroup.com |
| — | Integrated Financial Regulatory Board | integratedfrboard.net |
| — | Intelligent Capital | intelligent-c.com |
| — | Intelligent V.B. Limited | intelligent-c.com |
| — | Inter Reef Ltd | — |
| — | Inter-global Financial Regulatory Board | igfrb.org |
| — | Interactive Trading Co Ltd | inactrading.com |
| — | Intercapital Equity Partners | intercapitalequity.com |
| — | Intercontintental Financial Regulatory Board | intercontinentalfrb.com |
| — | InterGlobal Mergers & Acquisitions | imacq.com |
| — | Interglobal Trading Co Ltd / Interglobal Option Exchange | intgex.com |
| — | International Asset Management | — |
| — | International Association for Investor Protection | iaiporganization.org |
| — | International Association of Transfer Agents | theiata.org |
| — | International Center for Fraud Examiner | icffer.org |
| — | International Commission of Securities | — |
| — | International Compliance Commission | — |
| — | International Currency Advisors | — |
| — | International Currency Group | — |
| — | International Currency Traders SA | — |
| — | International Energy Exchange (INTENX) | — |
| — | International Equities Registration | — |
Data as of 20 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works