ASIC: Companies you should not deal with
Australian Securities & Investments Commission (ASIC, Moneysmart) (AU). 4,627 entries, newest first; showing 3,601–3,800. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| — | Capital Consultants | capital-consultants.com |
| — | Capital Consultants Management Ltd | — |
| — | Capital Eurasia | capitaleurasia.com |
| — | Capital Invest Solutions | capitalinvestsolutions.com |
| — | Capital Management Limited | capitalmgmt.com |
| — | Capital Marketing Services | — |
| — | Capital Strategy Partners | capitalstrategypartners.com |
| — | Capital Trust Management | ct-mgmt.com |
| — | Capzone Invest Ltd | hqbroker.com |
| — | Name withheld (individual) | carson-fitch.com |
| — | Carter Jones Capital | carterjonescapital.com |
| — | Castle Gate Trading | — |
| — | Cathay Asset Management | — |
| — | Cathay DuPont Limited | cathaydupont.com |
| — | Caveat Loans ITstrong | itstrong.net |
| — | Cayo Flow Capital | cayoflow.com |
| — | Celivox Alliance | — |
| — | Center Capital Trading ('CCT') | centercapitaltrading.com |
| — | Central Finance Regulatory Commission | cfrcomm.org |
| — | Name withheld (individual) | — |
| — | Name withheld (individual) | centutycommodities.com |
| — | Century Insight Inc | centuryinsight.com |
| — | CF Marketing Group Ltd | fxpmarkets.com |
| — | Name withheld (individual) | cfdstocks.com |
| — | CGR Consultants | cgr-consultants.com |
| — | Changecapital SM Ltd | maxoptions.com |
| — | Charles Fleming Co Ltd | charlesfleming.net |
| — | Charlotte Investments | charlotte-investments.com |
| — | Chartered Capital Management | charteredcm.com |
| — | Chase Capital Inc | chasecapma.com |
| — | Chaubert Asset Management | chabertam.com |
| — | Chelsea Commercial Brokerage House | — |
| — | Chemmi Holdings Ltd | binarytilt.com |
| — | Cheshire Capital Ltd | bosscapital.com |
| — | Chesworth & Capehart Consulting Group | candcgrp.com |
| — | Name withheld (individual) | chicagoacct.com |
| — | Chicago Board of Acquisition Inc | chicagoacq.com |
| — | Chicago Tax Services | chicagotaxservices.com |
| — | China Environment Group Limited | chinaenvironmentgroup.com |
| — | China International Capital Holdings | cichold.cn.com |
| — | China Mineral Company Limited (CMC) | chinamineralcompany.com |
| — | China Pacific Capital | china-pacific-capital.com |
| — | Christian Muhr Investment Research | christianmuhrhk.com |
| — | Name withheld (individual) | — |
| — | Churchill Capital USA Inc / Churchill Securities Inc | churchill-usa.com |
| — | CIT Investments Ltd | citrades.com |
| — | CitiFund Asset Management Inc | citifundasset.com |
| — | Citrades | citrades.com |
| — | Clanvale Securities S.A. | — |
| — | Classic Consultants | — |
| — | CLC Acquisition Corp | clcacquisitioncorp.com |
| — | Clean Earth Investments | cleanearthinvestments.com |
| — | Clear VX Ltd | vxmarkets.com |
| — | Clearwater Commodities Futures and Commodities Trading Brokerage | clearwatercommodities.com |
| — | CMZ Trading | cmz-trading.com |
| — | Cogan Davis & Associates | — |
| — | Cohen & Nesbit Group Ltd | — |
| — | Collwood & Hall Ltd | — |
| — | Commission on Financial and Securities Compliance | commfsc.com |
| — | Committee of Regulation and Liquidation on Private Ventures | — |
| — | Commodities Futures Trading Commission | cftc.org.au |
| — | Commodity and Currency Global Co Limited | — |
| — | Commonwealth Monetary Group | — |
| — | Name withheld (individual) | commregboard.us |
| — | Comstock | — |
| — | Conquest Trading Technologies Limited | conquesttrading.com |
| — | Consorteum Holdings Inc | — |
| — | Continental Private Equity LLC | continentalpe.com |
| — | Cooperative Fair Investment | cooperativefairinvestment.com |
| — | Cover Capital Partners | covercp.com |
| — | Crawford Peale Inc | — |
| — | Crenshaw Asset Management | crenshaw-am.com |
| — | Crest International Investment Inc | — |
| — | Cross Harbour Trading | crossharbourtrading.com |
| — | Crown Alpha Limited | — |
| — | Name withheld (individual) | crownenoble.com |
| — | CTC Holdings Co | ctc-holdings.com |
| — | Dachser Global Markets | dachser-globalmarkets.com |
| — | Dallas International Trading | — |
| — | Name withheld (individual) | — |
| — | Dartalon Ltd | gfcinvestment.com |
| — | Davis Goldberg Group | davisgoldberg.com |
| — | Name withheld (individual) | — |
| — | Name withheld (individual) | dawsonturner.com |
| — | Day Dream Investments Ltd | utrader.com |
| — | DB Trust | dbtrustcorp.com |
| — | DCA Limited | dca-hk.com |
| — | Dearborn International | — |
| — | Definitive Exchange Trading System Ltd | definitivex.com |
| — | Delmedica Investments Limited | delmedicainvestments.com |
| — | Delta Trade Financial Group | deltatradefinancial.com |
| — | Department of Financial Trading | depft.us |
| — | Department of Foreign Investment Control | dfic.us |
| — | Department of Global Market Acquisitions | deptgma.org |
| — | Department of International Financial Trading | depintft.org |
| — | Department of Securities Liquidations | — |
| — | Department of Securities Trading | — |
| — | DES Options | desoptions.com |
| — | Deutsche Capital Holdings Inc | deutschecap.com |
| — | DFA Management Limited | dfamanltd.com |
| — | Name withheld (individual) | — |
| — | Dierbergs Enterprises | — |
| — | Digital Gold Exchange | digitalgoldxchange.com |
| — | Diligent Solutions | diligentsolutions.com |
| — | Name withheld (individual) | directgen.biz |
| — | Diversified Capital International Corporation | divcapcorp.com |
| — | Diversified Global Capital Group | — |
| — | Diversified Investments Group Inc | digrouponline.com |
| — | DLM Limited | dlmlimitedhk.com |
| — | Donaldson and Turner Inc. | donaldsonandturner.com |
| — | Name withheld (individual) | — |
| — | Douglas Baker & Co | douglas-baker.com |
| — | Dreyfus Securities Ltd | — |
| — | Drobium Associates | drobiumassociates.com |
| — | DSR Wealth Management Group | dsr-wmg.com |
| — | Dubai Options Exchange | dubaiex.com |
| — | Dublin Castle Investments Inc | — |
| — | Duke's & Company Securities Inc | — |
| — | Dulton Group The | dultongroup.com |
| — | Dunhill Capital | — |
| — | Dupont Securities AG | dupontsecurities.com |
| — | DW Consultants Limited | dwc-ltd.com |
| — | E Go Trade | — |
| — | East Tech Trading | east-techtrading.com |
| — | East West Financial & Securities Compliance | finsc.us |
| — | East West Options Ltd | ewoptions.cn |
| — | Name withheld (individual) | eastmanjohnstoninc.com |
| — | Eco Investment Group | ecoinvestmentgroup.com |
| — | Ecovexco Investment Group | ecovexcoinvestmentgroup.com |
| — | Edgewatercapital LLC | edgecaponline.com |
| — | EDI International Limited | edi-intltd.com |
| — | Edinburgh Asset Management Limited | edinburgh-asset-management.com |
| — | Eduard Steinbach PLC | eduardsteinbach.com |
| — | Name withheld (individual) | e-b-acq-us.com |
| — | EFA / Finance Australia | ausi.com |
| — | Name withheld (individual) | eidelberggeller.com |
| — | Electronic Capital Markets Limited | ecmforex.com |
| — | Elevated Financial Services | elevatedloans.com |
| — | Elevated Loan Services | elevatedloans.com |
| — | Elixir Financial Management | elixirfinancialmanagement.com |
| — | Elliot & Jones | elliotandjones.com |
| — | Emirates Asset Management Ltd | emiratesassetmanagement.com |
| — | Empire Asset Investments LLC | empireassetinvestments.com |
| — | Empire State Consultants | empirestateconsultants.com |
| — | Emporis Trading | emporistrading.com |
| — | Endeavour Mergers and Acquisitions | endeavourma.com |
| — | Endevour | endevour-hf.com |
| — | Energy Climate International | energyclimateintl.com |
| — | Energy Development Global Limited | energydevelopmentglobal.com |
| — | Energy Group International | energygroupinternational.biz |
| — | Eno Capital Limited | enocapital.com |
| — | Envirocell Systems Inc | — |
| — | Epic Ventures Ltd | 72option.com |
| — | Equiasia Group Limited | equiasiagroup.net |
| — | Name withheld (individual) | equinoxequities.com |
| — | Equities Trading Commission | eqtc.us |
| — | ESI Group Limited | esigl.com |
| — | Name withheld (individual) | euroflexcommodities.com |
| — | European Association of Futures and Options Traders | eafot.org |
| — | European Consumer Protection Bureau | europeanconsumer.org |
| — | European Futures Options Commission | efoc.org |
| — | Evan Thompson Advisory | evan-thompson.com |
| — | Evolution Market Group Inc | — |
| — | Extensa Financial Services | — |
| — | Name withheld (individual) | ezysavings.com.au |
| — | Name withheld (individual) | faleningssuidafrika.tk |
| — | Fairchild Roth Financial Inc | frfin.com |
| — | Name withheld (individual) | fastcashmembersarea.com |
| — | FBC Asia Limited | fbcasiahk.com |
| — | Fcorp Services Ltd | rimarkets.com |
| — | Name withheld (individual) | fedarc.org |
| — | Federal Capital Inc | federalcap.us |
| — | Federal Mergers & Securities Board | — |
| — | FG Solutions International | fortisglobalsolutions.com |
| — | FGM Technology Ltd | 10brokers.com |
| — | Fibonetix | fibonetix.com |
| — | Fidelity Corporate Services | — |
| — | FiFx | fifx.com |
| — | FiFx Global | fifx.com |
| — | Financial Assets Corporation | financialassetscorporation.com |
| — | Financial Assurance Regulatory Board | finarb.org |
| — | Financial Capital Alliance (Asia) Ltd | fcaa-limited.com |
| — | Financial Markets Alliance Inc (FMAI) | fima-inc.com |
| — | Financial Markets Supervisory Authority of Hong Kong | fmsahk.org |
| — | Financial Plus HK | financialplushk.com |
| — | Financial Plus Limited | financialplushk.com |
| — | Financial Services Regulator of Hong Kong | fsrhk.org |
| — | Financial Services Regulatory Authority of Belgium | fsrab.org |
| — | Financial Trading Group International S.A. | ftgicr.com |
| — | Financials Trading Online | ftocapital.com |
| — | Name withheld (individual) | finaxa.us |
| — | Fintrade Advisors Inc | fintradeadvisors.com |
| — | Firkin Asset Consultants Ltd | firkinac.com |
| — | First Atlantic Corporation | — |
| — | First Chartered Capital | — |
| — | First Colonial Management | — |
| — | First Equis Limited | firstequis.com |
| — | First Euro Trading Group | — |
| — | First Federal Capital | — |
| — | First Forex | fifx.com |
Data as of 20 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works