ASIC: Companies you should not deal with
Australian Securities & Investments Commission (ASIC, Moneysmart) (AU). 4,627 entries, newest first; showing 4,401–4,600. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| — | Shepherds Hill Partners | shepherdshillhk.com |
| — | Name withheld (individual) | — |
| — | Shigesuke | shigesuke.net |
| — | Shimbashi & Partners | shimbashipartners.com |
| — | Name withheld (individual) | shinfutures.com |
| — | Shintomi Trading | shintomitrading.com |
| — | Sicfex Swiss International Commodities Futures Exchange | sicfex.com |
| — | Sigama Capital Management | — |
| — | Sigma Forex | — |
| — | Name withheld (individual) | silverridgeresources.com |
| — | Simpson & Greene Mergers And Acquisitions Inc | simpsongreene.com |
| — | Simpson Venture Limited | svltd.com |
| — | Sinclair Capital Management Limited | sinclaircm.com |
| — | Name withheld (individual) | completecommodity.com |
| — | sm-advisors.com | sm-advisors.com |
| — | SmartOptions | — |
| — | Smith & Henderson Associates Inc | — |
| — | Smith & Olsson | smithandolsson.com |
| — | Smith Beaucamp Investments | smithbeaucamp.com |
| — | Solitaire Management Services (Asia) Ltd | — |
| — | Solvay Financial S.A | solvayfinancial.be |
| — | Song Management Group | songmanagementgroup.com |
| — | South Beach Technologies Limited | mlnfx.com |
| — | Southeast Pacific Investment | easternshorellc.webs.com |
| — | Sparen FX | sparenfx.com |
| — | Spencer Capital Partners | spencercapitalpartners.com |
| — | Spot Capital Markets Ltd t/a Milano Trade | milanotrader.com |
| — | Spring Ventures | springventure.com |
| — | Stack Options | stackoptions.com, stackoptions.net, stackoptions.org, stackinvestrp.com |
| — | StackOptions | stackoptions.com, stackoptions.net, stackoptions.org, stackinvestrp.com |
| — | Stamford Financial Limited | — |
| — | Standard Fidelity Ltd | standardfidelity.com |
| — | Stanley Cooper Assets Inc | — |
| — | Name withheld (individual) | stanton-rose.com |
| — | Starr-Bradley Associates Inc | — |
| — | Name withheld (individual) | steamtakeovers.com |
| — | Stefan Borer and Associates | stefanborer.com |
| — | Name withheld (individual) | steinbergpe.com |
| — | Stellar Worldwide LLC | stellarworldwide.com |
| — | Sterling Futures Management Ltd | — |
| — | Stern Markets | sternoptions.com |
| — | Stern Options also known as Stern Markets | sternoptions.com |
| — | Sternwood Partners | sternwoodtradingpartners.com |
| — | Name withheld (individual) | — |
| — | Stockard Group The | — |
| — | Stonewell Finance | stonewellfinance.com |
| — | Strategic Alliance Group The | — |
| — | Strike Commodieties Ltd / Strike Securities Inc (SSInc) | strikecommodities.com |
| — | Stromberg Trading Ltd / Stromberg Limited | strombergtrading.com, strombergltd.com |
| — | Stronghold Capital Partners | strongholdcp.com |
| — | Stronghold Mergers & Acquisitions Regulatory Board | smarb.net |
| — | Stuart Lyall Futures Limited | stuartlyall.com |
| — | Name withheld (individual) | stuarttreedkammer.com |
| — | Summit M & A Inc | summitmainc.com |
| — | Sun International Mergers and Acquisitions | suninternationalma.com |
| — | Sure Mergers and Acquisitions | suremanda.com |
| — | Swift Loan Services | swiftcashloan.org |
| — | Swift Tech Capital | swifttechcapital.com |
| — | Swiss Commodities Futures Exchange | — |
| — | Swiss Private Capital | swiss-private.com, swissprivate.com |
| — | Swiss Union | — |
| — | SwissCash Swiss Mutual Fund | — |
| — | SwissFX Pro | swissfxtrading.com |
| — | Name withheld (individual) | tahoefutures.com |
| — | Tain Capital | taincapital.com |
| — | Talisman Finance | talisman-finance.com |
| — | Taylor Atlantic Ltd | — |
| — | Name withheld (individual) | taylormademergers.com |
| — | TBT Advisory Services | tbtadvisoryservices.com |
| — | Teikoku Commodities Inc | teikokucommodities.com |
| — | Teres Media Limited | ashfordinvestments.com |
| — | Name withheld (individual) | termcommodities.com |
| — | Name withheld (individual) | thalmanncommodities.com |
| — | The Adam Group | theadamgroup.com |
| — | The Dominion Group | thedominiongroup.jp |
| — | The Financial & Regulatory Oversight Board | finregboard.org |
| — | The Futures Exchange Securities Regulator | fesr.us |
| — | The International Board of Trade Commission | internationalbtc.org |
| — | The International Regulatory Panel of Trade | intl-rpt.org |
| — | The Law office of Michael Johnson | mejlawoffice.com |
| — | The Solomon Group | thesolomongroup.com |
| — | Thomas Moore Global | thomasmooreglobal.com |
| — | Name withheld (individual) | thompsonbrennanstanley.com |
| — | Tilney Asset Management | tilneyassetmngt.com |
| — | Timco Ichiban International | timcoichiban.com |
| — | Timmermans-Grantt Solutions (TGS) | timmermansgs.com |
| — | TM Capital Corp / Thomson McKinnon Capital Corp | tm-capcorp.com |
| — | TNC International Trading Inc | tncintl.com |
| — | Today Loan Services | todayloans.org |
| — | Token Financial | token-corporate.com |
| — | Name withheld (individual) | tokyobaytraders.com |
| — | Tomas Linz Transfer Agency | tomaslinzta.com |
| — | Tooptions | — |
| — | Top Sky Consultants Limited | — |
| — | Tortola Capital | tortolacapital.com |
| — | Tosk Finance Group Snd Bhd | toskfinancegroup.com |
| — | Total Access Trading Services Limited | totalaccessts.com |
| — | Trade & Clear Ltd | tradeandclear.com |
| — | Trade 12 | trade12.com |
| — | Trade 24 | trade-24.com |
| — | Trade Fire Online Trading Systems UK Limited | tradefiresystems.com |
| — | Trade Limited | tradeltd.com |
| — | Trade Miles International | trademilesintl.com |
| — | Trade Winners | tradewinnersadv.com |
| — | Trademote.com | trademote.com |
| — | Trader UR | traderur.com |
| — | Tradersking | tradersking.com |
| — | TradersRoom | tradersroom.com |
| — | Name withheld (individual) | nortonpearce.com |
| — | Tradex Corporation Address | tradecorporation.com |
| — | Transatlantic Alliance Inc | transatlantic-alliance.com |
| — | Transfer Exchange Corporation | transferexchangecorp.com |
| — | Transglobal Consultants Limited | — |
| — | Treasure Bay / TBC Gulf Capital | tbcfx.com |
| — | Tri-West Invest Club | — |
| — | Triasian Pacific Trading International | — |
| — | Trident Fund Inc | tridentfundinc.com |
| — | Trident International | — |
| — | Trillium Advisory Firm | trilliumadvisory.com |
| — | Triple A Options | tripleaoptions.com |
| — | Tronmarkets | tronmarkets.com |
| — | TRSystem | cfds100.com |
| — | Tube Global Marketing | mgm-markets.com |
| — | Name withheld (individual) | tudorcommodities.com |
| — | Twin Royale International | twinri.com |
| — | U.S. Stock Regulators | usastockreg.us |
| — | Ubinary | ubinary.com |
| — | UCI-Limited | uci-limited.com |
| — | UMarkets | umarkets.com |
| — | Uni World Global Management Limited | — |
| — | Union Options UK Ltd | unionoptions.com |
| — | Union Transfer Inc | uniontransferinc.com |
| — | United Arab Emirates Commodities Futures Board | uaecfb.com |
| — | United Capital Management Inc | — |
| — | United Kingdom Commodity Derivatives Association | ukcda.org |
| — | United Kingdom Managed Futures Association | ukmfa.org |
| — | United States Trading Commission | — |
| — | UnitedRegistrar | — |
| — | Universal Equities Consolidated LLC | — |
| — | Universal Strategies Ltd | unistrategiesltd.com |
| — | Universal Ventures | — |
| — | Up and Down Marketing Limited t/a One Two Trade | onetwotrade.com |
| — | Urban Rock Trading Limited | urbanrocktrading.com |
| — | URFinancials | urfinancials.com |
| — | Name withheld (individual) | usequitiesregistry.us |
| — | US Securities Investigative Committee | — |
| — | US Trading Associates Co Ltd | — |
| — | USI-Tech | usitech-int.com |
| — | uTrader | utrader.com |
| — | Vanderberg Asset Management | — |
| — | Vanquish Capital Associates | vanquishcapital-hk.com |
| — | Vantage Global Partners ('VGP') | vantageglobalpartners.com |
| — | Vantage International Management Inc | — |
| — | Vantagepro Asset Management | vantagepro.jp |
| — | VanZandt Group | — |
| — | VC Management China Ltd | vcmlint.com |
| — | VCC International Group Ltd | vccinternational.com |
| — | Vincy Options S.A | vincyoptions.com |
| — | Virgin Gold Mining Corporation | vgmc.com |
| — | Vitol Capital Management Ltd / Vitol Capital | vitolcapital.com |
| — | VX Markets also known as Clear VX Ltd | vxmarkets.com |
| — | WAA Fortune International Investment and Management Co. Ltd | — |
| — | Walden International | waldenint.com |
| — | Name withheld (individual) | wallstreetdirect.net |
| — | Wallberg Ltd | millenniumoptions.com |
| — | Warren and Baker | warrenandbaker.com |
| — | Warrick Management Group Ltd | — |
| — | Water Solutions Asia | — |
| — | Waterhouse Holdings Inc (and Chicago Accounting) | whescrow.com |
| — | WBlake | wblake.net |
| — | Wealth Management Group Ltd | wmgltd.com |
| — | Name withheld (individual) | — |
| — | Name withheld (individual) | weissmancommodities.com |
| — | WeissmǬller and Sons | weissmullerandsons.com |
| — | Welch Burton Mergers & Acquisitions Inc. | welchburtonma.us |
| — | WellBank Consultants | wellbankconsultants.com |
| — | Wellington International | — |
| — | Wellington Trading Group | — |
| — | Wells Financial Holdings Ltd | wellsfinancialholdings.com |
| — | Westcore Capital Limited | westcorecapital.com |
| — | Western and Gulf Finance Corporation | — |
| — | Western Capital Inc | westerncap.com |
| — | Western Capital Trading | westerncapitaltrading.com |
| — | Western Trust Company | westerntrust.us |
| — | WesternField Holdings Inc | western-field.com |
| — | Westhill Consulting | westhillconsulting.com |
| — | Westwood Management Limited | — |
| — | Wheeler Asset Group | wheelerassetgroup.com |
| — | Name withheld (individual) | whitbydumas.co.uk |
| — | Whitman Lloyds and Associates | whitmanlloyds.com |
| — | Whittman Wright & Associates | whittmanwright.com |
| — | Widmer Options | widmerioptions.com |
| — | Wilkinson Bennings Securities | wilkinsonbennings.com |
| — | Williams Group The | williamsoffshore.com |
| — | Wilton and Smythe Associates | wiltonsmythe.com |
| — | Win Sec Group | global-winsec.com |
| — | Name withheld (individual) | winbaseequities.com |
| — | Windsor Advisory Services S.A. | windsoradv.com |
| — | Windsor Limited | windsoradv.com |
| — | Windsor Venture Securities Co Limited | — |
Data as of 20 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works