ASIC: Companies you should not deal with
Australian Securities & Investments Commission (ASIC, Moneysmart) (AU). 4,627 entries, newest first; showing 4,001–4,200. See the list on the regulator’s site. A listing is the regulator’s statement, not ours.
Updated
| Date | Listed as | Websites |
|---|---|---|
| — | International Equity Authority (International Equity) | ieauthority.org |
| — | International Equity Commission | — |
| — | International Equity Inc | intequityinc.com |
| — | International Exchange Regulatory Commission | — |
| — | International Exchanges Group | — |
| — | International Financial Forensics Organization | ifforganization.org |
| — | International Holdings Corporation | iqhinternational.com |
| — | International Medical Ventures | imedvt.com |
| — | International Mergers | internationalmergers.com |
| — | International Offshore Financial Markets Regulators (IOFMR) | iofmr.com |
| — | International Options Exchange | ioex.us |
| — | International Organization of Securities Commission | iosc-us.com |
| — | International Regulatory Commission | — |
| — | International Securities Tax Commission | istcommission.us |
| — | International Securities Verification Centre | intsvc.org |
| — | International Shareholder Agency | isa-al.us |
| — | International Stock and Asset Compliance Center The | stockandasset.org |
| — | Intertrade Asset Management | intertradeassetmgmt.com |
| — | Investing Futures | investingfutures.com |
| — | Investment Advisors & Consultants Ltd | — |
| — | Investors Securities Corporation | iscorpnet.com |
| — | Invision Private Equity AG | invision.ch |
| — | iOption Group Ltd | ioption.com |
| — | Irving Horowitz Mergers and Acquisitions | irvinghorowitz.com |
| — | Name withheld (individual) | iscommodities.com |
| — | ISS International Marketing Co Ltd | — |
| — | Itochu Capital | itochucapital.com |
| — | IvoryOption also known as Arya Group Ltd | ivoryoption.com |
| — | IXIS Capital Group | ixiscap.com |
| — | Jacob and Richardson Associates | jacobrichardsonassociates.com |
| — | Jacob Morgan Investment House | jacobmorganih.com |
| — | Jacobs & Kiplinger | — |
| — | Jag Trading | jagtrading.net |
| — | Name withheld (individual) | sunriseinvestments-hk.com |
| — | Name withheld (individual) | james-church.net |
| — | Jan Wilen and Partners | — |
| — | Japan Futures Trading Fund (JFTB) | jftb.org |
| — | Japan Options and Futures Trading Board | joftb.org |
| — | JD Abrams & Associates | — |
| — | JD Trading | — |
| — | JDZ Forensics Inc | jdzforensics.com |
| — | Jefferson Clark Associates | jeffersonclark.com |
| — | JF Kidwell Limited | — |
| — | JI Financial Forensics | jiforensics.com |
| — | JJ Bauer Asset Management / JJ Bauer Equity Research | jj-bauer.com |
| — | JJ Matthias Asset Management | jjmatthias.com |
| — | Johannson Linqvist Associates | johannsonassociates.com |
| — | Johnson Financial Consulting | johnsonfinancialconsulting.com |
| — | Name withheld (individual) | — |
| — | Jones Venture Source | jonesventuresource.com |
| — | Joshua Consulting Ltd / Joshua Development Limited | axeinvest.com |
| — | Name withheld (individual) | — |
| — | Jura Financial | jurafinancial.com |
| — | K ferberg Trading | kaferberg.com |
| — | Kaufman Franz Wealth Management | kaufmanfranz.com |
| — | Kaufmann-Rothstein International | krintl.com |
| — | Kearns Investments Inc | — |
| — | Keep Clearing Corp | keepclearingcorp.com |
| — | Kenney Financial Management | kennyfinancial.com |
| — | Kensington Group The | — |
| — | Key Value Wealth Management | kvwealth.com |
| — | Keyds Lydya Ltd | — |
| — | Name withheld (individual) | — |
| — | KFM Investment Group | kfminvestmentgroup.com |
| — | King Capital Management | kingcapitalmanagement.com |
| — | Kingsley Capital Partners Inc | kingsleycp.com |
| — | Kingsman Investment Limited | kingsmanltd.com |
| — | Kingston Financial Group | kingston-financial.com, kingston-fg.com |
| — | Klein International | — |
| — | KLM Investment Services Limited | — |
| — | KML Investments Limited | kml-inv.com |
| — | Knight & Bradshaw | knightbradshaw.com |
| — | Knight & McKenzie Partners | knightmackenzie.com |
| — | Knowle Sachs & Company | — |
| — | Koenig Rowe ?? Campbell Alliance | krc-alliance.com |
| — | Name withheld (individual) | kohlercommodities.com |
| — | KontoFX | kontofx.com |
| — | L-V Partners | l-vpartners.com |
| — | Labanna Capital Management | labannacapitalmgmt.com |
| — | Lakenshare | — |
| — | Name withheld (individual) | lakeshorepe.com |
| — | Lambert McMillan Corporation | — |
| — | Name withheld (individual) | lancefutures.com |
| — | Landen Options and Futures | landenoptions.com |
| — | Landmark Mergers and Acquisitions Inc | landmarkma.com |
| — | Larosa Holdings Limited | larosa-group.com |
| — | Lau Global Services Corporation MXTrade | mxtrade.com |
| — | Lawton and Yeung | lawtonandyeung.com |
| — | Lead Capital Partners | leadcapitalpartners.com |
| — | Name withheld (individual) | fxleader.com |
| — | Lee Hamilton & Associates | leehamiltonassoc.com |
| — | Name withheld (individual) | lexingtondirect.com |
| — | Lexington Pty International Inc | — |
| — | LFG Investments Ltd t/a OptionRally | optionrally.com |
| — | Liberty Asset Management | libertyassetmngt.com |
| — | Liberty Assets Inc | libertyassets.com |
| — | Liberty First Financial Services | libertyfirst.net |
| — | Liberty Global Partners | liberty-global.com |
| — | Liberty Securities / Liberty Management Group | libertysecurities.org |
| — | Liberty Venture Holdings | libertyvh.com |
| — | Libor Capital | liborcapital.com |
| — | Lifex Pharmaceuticals Inc | lifexpharma.org |
| — | Lincoln Financial Group | — |
| — | Lincoln Market Research | lincolnmr.com |
| — | Link Mergers & Acquisitions | linkman.com |
| — | Linx Asset Management | linxasset.com |
| — | Name withheld (individual) | lbinary.com |
| — | Lloyds & Lambert Capital Ventures Inc | lloyds-lambert.com |
| — | Lloyds and Barclays Inc | — |
| — | LM Swiss Direct Ltd (LM Swiss) also known as SwissFX Pro | swissfxtrading.com |
| — | Loan Way | loanway.com.au |
| — | Locker Capital Management | locker-cm.com |
| — | Locker Global Management | lockerglobal.com |
| — | Lockhart Trading Company Limited | lockharttrading.com |
| — | London Acquisition Group | londonag.co.uk |
| — | London Aquisition Group | — |
| — | London Capital Group | londoncgroup.com, londoncapitalgroupfx.com |
| — | Lowe and Lane Asset Management | lowelane.com |
| — | Loyal Relations Ltd | — |
| — | Lucas Strauss Consultants Austria | lucasstrauss.com |
| — | Lucky Pearl Investments Ltd | — |
| — | Name withheld (individual) | luxosb.com |
| — | LUXOSB Limited | luxosb.com |
| — | Lynx Limited | lynxcommodities.com |
| — | Lyon Group Inc The | thelyongroupinc.com |
| — | M6 Trading Group Pty Ltd | m6securitiesgroup.com |
| — | Macmar Investment Corporation | macmarinvestment.com |
| — | Madison Group The | — |
| — | Madison Private Equity LLC | madison-pe.us |
| — | Madley Capital Management Limited | madleycm.com |
| — | Magna Capital Research | magnacapitalresearch.com |
| — | Magnum Options (also known as Hampshire Capital Ventures Ltd) | magnumoptions.eu |
| — | Manhattan Pacific Group Ltd The | manhattanpacificgroup.com |
| — | Maplewalk Limited t/a PrimeCrypto | primecrypto.io |
| — | Marc Hermann Wealth Management | mhwealthmanagement.com |
| — | Marcus Tiller Associates Ltd | marcustiller.com |
| — | Marlborough Acquisitions Inc | — |
| — | Name withheld (individual) | marshtreasury.com |
| — | Mason McHale Portfolio Management | — |
| — | Masters and Bettman | mastersbettman.com |
| — | Matthew-Christ Expert Consulting | matthew-christ.net |
| — | Max Options | maxoptions.com |
| — | Maxi Services Belize Ltd | umarkets.com |
| — | Maxim Capital Ltd / Maxim Trader / Maxim Traders | maximtrader.com |
| — | Maxim TA International (MTA) | — |
| — | MBA Capital Limited | mbacapltd.com |
| — | MCF Consultants | mcfconsultants.com |
| — | Name withheld (individual) | mckenzie-smith.com |
| — | Name withheld (individual) | mckinneybristol.com |
| — | Mercantile International Securities | mercsecurities.com |
| — | Merchant Marx/ 'Merchant Capital Markets S.A. | merchantmarx.com |
| — | Merchants International Investment Corporation (U.K.) Limited ('Merchants') | merchants-international.com |
| — | Mercury Acquisitions Associates | — |
| — | Meridian International Trading | — |
| — | MetroFinancials | metrofinancials.com |
| — | Meyer and Wegner Acquisitions / Mayer and Wegner Acquisitions | wegner.com |
| — | MGM Markets | mgm-markets.com |
| — | MHGG Tech Solutions Limited | nrgbinary.com |
| — | MI Financial Trading Limited | mift.co.uk |
| — | Name withheld (individual) | michaelulrichhartmann.com |
| — | Midal Consulting | midalconsulting.com |
| — | Mike Morgan Loans | mmloans.com |
| — | Millenium Financial Group | — |
| — | Millenium Futures Ltd | — |
| — | Millennium Options also known as Wallberg Ltd | millenniumoptions.com |
| — | Millennium-FX | mlnfx.com |
| — | Miller Bosses Acquisitions Inc | — |
| — | Name withheld (individual) | miltonfinancials.com |
| — | Milton Keynes Capital Partners LLP | mkcap.co.uk |
| — | Name withheld (individual) | hk-moer.com |
| — | Montgomery Roth International Ltd | montgomeryrothinternational.com |
| — | Morgan International Investment Group Inc | morganinternational.org |
| — | Morgan Pacific Capital Inc | — |
| — | Name withheld (individual) | morriscommodities.com |
| — | Morrison Cross Financial Investments Ltd | morrisoncrossfinancial.com |
| — | MRTmarkets.com | mrtmarkets.com |
| — | MTC Global Group | mtcglobal.com |
| — | Muller & Sons Securities Management Inc | — |
| — | Muller Schmidt Associates | mullerschmidt.com |
| — | Myers & Baker Associates | myersbakerassociates.com |
| — | Namelina Limited | trademote.com |
| — | Nanotech Industries Inc | americanhst.com |
| — | Name withheld (individual) | natcrb.org |
| — | National Finance Commission | natfincomm.org |
| — | National Financial Commission | natfincomm.org |
| — | National Mergers and Acquisitions Board | nationalmaboard-gov.us |
| — | National Shareholder Protection Agency | nspagency.us |
| — | Nationwide Mergers & Acquisitions Inc | nationwidemacq.com |
| — | NBR Trading Co Ltd | nbrtrading.com |
| — | NBR Trading Yokohama | nbrtrading.com |
| — | Netotrade Global Investments Ltd | netotrade.com |
| — | Netotrade UK Ltd | netotrade.com |
| — | New Century International | newcenturyinternational.net |
| — | Name withheld (individual) | newline-austria.com |
| — | New York Options Exchange | nyoex.com |
| — | New York Petroleum Option Exchange (NYPOE) | — |
| — | Newbridge Securities Corporation | newbridgesecurities.com |
| — | Newburgh Asset Management | newburghasset.com |
| — | Newport Energy Asia Investor Relations | neair.info |
| — | Newport Pacific Securities & Management Inc | — |
Data as of 20 Oct 2026. “Clone” means the regulator says the site poses as another firm. Regulators’ lists can contain errors; to correct a record, contact the regulator. All lists · How the check works